SFC Licences of KIM Young-Ki 金暎起
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| J.P. Morgan Securities (Far East) Limited | RE | 6 | 03 February 2012 | 29 July 2012 |
| J.P. Morgan Securities (Far East) Limited | RE | 4 | 03 February 2012 | 29 July 2012 |
| J.P. Morgan Securities (Far East) Limited | RE | 1 | 03 February 2012 | 29 July 2012 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 6 | 17 October 2008 | 30 May 2009 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 4 | 17 October 2008 | 30 May 2009 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RE | 6 | 09 October 2006 | 29 September 2008 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RE | 4 | 09 October 2006 | 29 September 2008 |