SFC Licences of SUM Lai Man 沈麗敏
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 | RE | 1 | 01 November 2007 | 30 May 2008 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 05 October 2006 | 11 October 2007 |