SFC Licences of YU Pak Hang 余栢恒
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Taiping Assets Management (HK) Company Limited 太平資產管理(香港)有限公司 | RE | 9 | 12 July 2021 | |
Taiping Assets Management (HK) Company Limited 太平資產管理(香港)有限公司 | RE | 4 | 12 July 2021 | |
CMBC Securities Company Limited 民銀證券有限公司 | RE | 4 | 11 September 2017 | 23 November 2018 |
CMBC Securities Company Limited 民銀證券有限公司 | RE | 1 | 11 September 2017 | 23 November 2018 |
CMBC Asset Management Company Limited 民銀資產管理有限公司 | RE | 9 | 16 August 2017 | 23 November 2018 |
China Asset Management (Hong Kong) Limited 華夏基金(香港)有限公司 | RE | 9 | 23 August 2012 | 25 July 2017 |
Fuh Hwa SITE Asset Management (Hong Kong) Limited 復華投信資產管理(香港)有限公司 | RE | 9 | 10 September 2010 | 18 August 2012 |
Fuh Hwa SITE Asset Management (Hong Kong) Limited 復華投信資產管理(香港)有限公司 | RE | 4 | 10 September 2010 | 18 August 2012 |
Public Financial Securities Limited 大眾金融証券有限公司 | RE | 1 | 21 November 2008 | 01 September 2010 |
Chief Commodities Limited 致富期貨商品有限公司 | RE | 2 | 08 March 2007 | 17 May 2008 |
Chief Securities Limited 致富證券有限公司 | RE | 1 | 05 October 2006 | 17 May 2008 |