SFC Licences of TEO Ngee Kuan
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Farallon Capital Asia (HK) Limited | RE | 9 | 19 June 2019 | 01 January 2020 |
Ramius Asia Ltd. | RE | 9 | 13 February 2008 | 18 January 2009 |
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 6 | 09 October 2006 | 15 January 2008 |
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 4 | 09 October 2006 | 15 January 2008 |