SFC Licences of SO Kwok Ki 蘇國基
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Sumo Asset Management Limited 盛門資產管理有限公司 | RE | 9 | 25 February 2015 | 31 December 2015 |
| Sumo Asset Management Limited 盛門資產管理有限公司 | RE | 4 | 04 December 2012 | 31 December 2015 |
| iTTa Capital Limited 意達資本有限公司 | RE | 4 | 04 August 2010 | 30 November 2012 |
| iTTa Capital Limited 意達資本有限公司 | RE | 1 | 04 August 2010 | 30 November 2012 |
| T G Holborn (HK) Limited 浩邦﹝香港﹞有限公司 | RE | 4 | 12 August 2008 | 22 June 2009 |
| Evergrande Securities (Hong Kong) Limited 恒大證券(香港)有限公司 | RE | 4 | 18 February 2008 | 01 August 2008 |
| Evergrande Securities (Hong Kong) Limited 恒大證券(香港)有限公司 | RE | 1 | 18 February 2008 | 01 August 2008 |
| Global Investment Advisors Limited 寰宇投資顧問有限公司 | RE | 4 | 23 November 2006 | 13 December 2007 |