SFC Licences of CHAN Suk Wan 陳淑雲
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CES Commodities (HK) Limited 光證期貨(香港)有限公司 | RE | 2 | 07 October 2013 | 15 May 2014 |
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 | RE | 1 | 07 October 2013 | 15 May 2014 |
Emperor Futures Limited 英皇期貨有限公司 | RE | 5 | 24 July 2012 | 16 April 2013 |
Emperor Securities Limited 英皇證券有限公司 | RE | 1 | 01 June 2012 | 16 April 2013 |
Emperor Futures Limited 英皇期貨有限公司 | RE | 2 | 01 June 2012 | 16 April 2013 |
Haitong International Futures Limited 海通國際期貨有限公司 | RE | 2 | 06 May 2008 | 16 May 2012 |
Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 06 May 2008 | 16 May 2012 |
Evergrande Futures (Hong Kong) Limited 恒大期貨(香港)有限公司 | RE | 2 | 17 November 2006 | 10 April 2008 |
Evergrande Securities (Hong Kong) Limited 恒大證券(香港)有限公司 | RE | 1 | 17 November 2006 | 10 April 2008 |