SFC Licences of TSANG Chi Kong, Timothy 曾志剛
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 | RE | 1 | 18 April 2016 | |
Stockwell Securities Limited 常匯證券有限公司 | RE | 1 | 04 June 2013 | 14 April 2016 |
CVP Securities Limited 星火證券有限公司 | RE | 1 | 03 May 2010 | 03 June 2013 |
CVP Securities Limited 星火證券有限公司 | RE | 2 | 03 May 2010 | 27 April 2011 |
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 | RE | 2 | 30 October 2007 | 28 April 2010 |
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 | RE | 1 | 30 October 2007 | 28 April 2010 |
Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 | RE | 1 | 27 June 2007 | 19 October 2007 |
Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 | RE | 2 | 12 October 2006 | 19 October 2007 |