SFC Licences of CHONG Pui Yee 莊貝怡
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| LIS Investment Services Limited 德悅投資服務有限公司 | RE | 4 | 19 November 2018 | 31 January 2021 |
| ASA Securities Limited 富國證券有限公司 | RE | 1 | 16 December 2013 | 01 June 2016 |
| Huarong International Securities Limited 華融國際證券有限公司 | RE | 2 | 02 November 2011 | 18 November 2011 |
| Huarong International Securities Limited 華融國際證券有限公司 | RE | 1 | 02 November 2011 | 18 November 2011 |
| Partners Capital Securities Limited 博大證券有限公司 | RE | 1 | 09 August 2011 | 01 September 2011 |
| Future Growth Financial Services Limited 聚合金融服務有限公司 | RE | 2 | 12 October 2010 | 01 April 2011 |
| Future Growth Financial Services Limited 聚合金融服務有限公司 | RE | 1 | 12 October 2010 | 01 April 2011 |
| AXA China Region Investment Services Limited 安盛投資服務有限公司 | RE | 4 | 03 December 2007 | 03 January 2008 |
| AXA China Region Investment Services Limited 安盛投資服務有限公司 | RE | 1 | 03 December 2007 | 03 January 2008 |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 12 October 2006 | 13 October 2006 |