SFC Licences of LO Shui Wah 盧萃樺
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| G. H. Financials (Hong Kong) Limited 港匯金融(香港)有限公司 | RO | 2 | 01 August 2022 | |
| G. H. Financials (Hong Kong) Limited 港匯金融(香港)有限公司 | RE | 2 | 04 September 2015 | 01 August 2022 |
| UBS Securities Asia Limited | RE | 1 | 03 March 2014 | 11 April 2014 |
| UBS Derivatives Hong Kong Limited | RE | 2 | 27 July 2010 | 11 February 2014 |
| UBS Securities Asia Limited | RE | 2 | 15 December 2008 | 11 April 2014 |
| UBS Securities Asia Limited | RE | 2 | 18 October 2006 | 15 May 2007 |