SFC Licences of CHAN Yan 陳茵

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Hang Seng Investment Management Limited 恒生投資管理有限公司	RE	9	24 October 2022
Hang Seng Investment Management Limited 恒生投資管理有限公司	RE	4	24 October 2022
Hang Seng Investment Management Limited 恒生投資管理有限公司	RE	1	24 October 2022
Sumitomo Mitsui DS Asset Management (Hong Kong) Limited 三井住友德思資產管理(香港)有限公司	RE	9	02 March 2021	27 September 2022
Sumitomo Mitsui DS Asset Management (Hong Kong) Limited 三井住友德思資產管理(香港)有限公司	RE	4	02 March 2021	27 September 2022
Sumitomo Mitsui DS Asset Management (Hong Kong) Limited 三井住友德思資產管理(香港)有限公司	RE	1	01 October 2019	27 September 2022
Sumitomo Mitsui DS Asset Management (Hong Kong) Limited 三井住友德思資產管理(香港)有限公司	RO	9	01 October 2019	02 March 2021
Sumitomo Mitsui DS Asset Management (Hong Kong) Limited 三井住友德思資產管理(香港)有限公司	RO	4	01 October 2019	02 March 2021
Daiwa SB Investments (HK) Limited 大和住銀投信投資顧問(香港)有限公司	RO	9	11 March 2019	30 September 2019
Daiwa SB Investments (HK) Limited 大和住銀投信投資顧問(香港)有限公司	RO	4	11 March 2019	30 September 2019
Daiwa SB Investments (HK) Limited 大和住銀投信投資顧問(香港)有限公司	RE	1	12 September 2012	30 September 2019
Daiwa SB Investments (HK) Limited 大和住銀投信投資顧問(香港)有限公司	RE	9	12 September 2012	11 March 2019
Daiwa SB Investments (HK) Limited 大和住銀投信投資顧問(香港)有限公司	RE	4	11 September 2012	11 March 2019
China Everbright Research Limited 中國光大資料研究有限公司	RE	4	16 March 2012	20 August 2012
CLSA Research Limited 里昂證券投資研究有限公司	RE	4	25 November 2008	16 January 2012
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司	RE	4	05 December 2006	25 October 2008