SFC Licences of LAI Tak Nga 黎德雅
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| LGT Investment Management (Asia) Limited | RE | 1 | 24 March 2020 | |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 22 June 2011 | 24 August 2011 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 | RE | 2 | 22 June 2011 | 24 August 2011 |
| Morgan Stanley Hong Kong Futures Limited | RE | 2 | 16 October 2006 | 06 June 2007 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 16 October 2006 | 06 June 2007 |