SFC Licences of LAI Kin Lun 黎健倫
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 4 | 21 October 2019 | 28 February 2023 |
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 20 September 2019 | 28 February 2023 |
Genting Securities Limited | RO | 1 | 22 September 2015 | 31 August 2019 |
Genting Securities Limited | RE | 1 | 21 September 2015 | 22 September 2015 |
Frontier Capital Management Limited 方達資本管理有限公司 | RO | 1 | 14 August 2014 | 03 June 2015 |
Matrix Securities Limited 矩陣證券有限公司 | RO | 1 | 10 February 2014 | 30 June 2014 |
Phillip Capital Management (HK) Limited 輝立資本管理(香港)有限公司 | RE | 4 | 01 September 2008 | 01 May 2013 |
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 4 | 30 July 2008 | 31 July 2008 |
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 | RE | 2 | 18 October 2006 | 01 May 2013 |
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 18 October 2006 | 01 May 2013 |