SFC Licences of SIA Li Sze 謝理思
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Houlihan Lokey (China) Limited 華利安諾基(中國)有限公司 | RE | 6 | 13 October 2008 | 05 February 2009 |
| Houlihan Lokey (China) Limited 華利安諾基(中國)有限公司 | RE | 1 | 13 October 2008 | 05 February 2009 |
| Houlihan Lokey Howard & Zukin (Europe) Limited | RE | 6 | 11 October 2007 | 05 February 2009 |
| Houlihan Lokey Howard & Zukin (Europe) Limited | RE | 1 | 11 October 2007 | 05 February 2009 |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 | RE | 6 | 16 October 2006 | 25 July 2007 |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 | RE | 1 | 16 October 2006 | 25 July 2007 |