SFC Licences of GANDHI Ashish
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
FWD Financial Planning Limited 富衛財務策劃有限公司 | RE | 4 | 24 June 2008 | 16 September 2008 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 16 October 2006 | 09 May 2007 |
Merrill Lynch Futures (Hong Kong) Limited | RE | 2 | 16 October 2006 | 09 May 2007 |