SFC Licences of WON Sang Hoon 元相勳
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CITIC Securities CLSA Capital Partners (HK) Limited 中信里昂資本(香港)有限公司 | RE | 9 | 20 February 2020 | |
CITIC Securities CLSA Capital Partners (HK) Limited 中信里昂資本(香港)有限公司 | RE | 4 | 20 February 2020 | |
CLSA Limited 中信里昂證券有限公司 | RE | 1 | 20 February 2020 | |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 16 October 2006 | 19 July 2010 |