SFC Licences of CHEN Ken 陳懇
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 | RE | 1 | 25 March 2009 | 09 July 2010 |
GF Capital (Hong Kong) Limited 廣發融資(香港)有限公司 | RO | 6 | 18 July 2007 | 09 July 2010 |