SFC Licences of YIP Shiu Lun 葉兆麟
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Charles-Lim Capital Limited | RE | 9 | 19 May 2015 | 06 May 2020 |
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 | RE | 4 | 20 October 2006 | 29 April 2015 |