SFC Licences of YICK Kit Sum, Winsome 易潔心

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Grand Fund Hong Kong Management Limited 宏基金香港管理有限公司	RO	9	06 February 2017	29 February 2020
Formax Securities Limited 福億證券有限公司	RE	1	11 December 2015	03 February 2017
Formax Asset Management Limited 福億資產管理有限公司	RO	9	31 October 2014	03 February 2017
Formax Asset Management Limited 福億資產管理有限公司	RE	9	27 June 2014	31 October 2014
Changjiang Securities Brokerage (HK) Limited 長江證券經紀(香港)有限公司	RE	1	02 April 2012	06 June 2014
Changjiang Asset Management (HK) Limited 長江證券資產管理(香港)有限公司	RE	9	16 January 2012	06 June 2014
Changjiang Asset Management (HK) Limited 長江證券資產管理(香港)有限公司	RE	4	16 January 2012	06 June 2014
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司	RE	1	27 July 2009	01 January 2012
Shenwan Hongyuan Asset Management (Asia) Limited 申萬宏源投資管理(亞洲)有限公司	RE	9	02 July 2009	01 January 2012
Shenwan Hongyuan Asset Management (Asia) Limited 申萬宏源投資管理(亞洲)有限公司	RE	4	02 July 2009	01 January 2012
GIP Partners Limited	RE	9	22 May 2009	24 June 2009
GIP Partners Limited	RE	4	22 May 2009	24 June 2009
Bright Fund Management Limited 光明投資管理有限公司	RE	4	20 October 2006	19 July 2008
Bright Fund Management Limited 光明投資管理有限公司	RE	1	20 October 2006	19 July 2008