SFC Licences of SUNG Egwin Ling Feng 沈凌鋒
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
UBP Asset Management Asia Limited 瑞士聯合資產管理亞洲有限公司 | RE | 4 | 04 July 2011 | 08 April 2016 |
UBP Asset Management Asia Limited 瑞士聯合資產管理亞洲有限公司 | RE | 1 | 04 July 2011 | 08 April 2016 |
Merrill Lynch Far East Limited | RE | 2 | 06 September 2010 | 30 March 2011 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 11 May 2009 | 30 March 2011 |
Merrill Lynch Futures (Hong Kong) Limited | RE | 2 | 11 May 2009 | 06 September 2010 |
Morgan Stanley Hong Kong Futures Limited | RE | 2 | 20 October 2006 | 20 November 2008 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 20 October 2006 | 20 November 2008 |