SFC Licences of CHEN Chia-Yi 陳佳儀
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 4 | 02 January 2024 | 05 January 2024 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 4 | 08 December 2023 | 15 December 2023 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 4 | 11 August 2023 | 18 August 2023 |
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 4 | 21 February 2012 | 04 July 2019 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 4 | 10 November 2006 | 14 April 2007 |