SFC Licences of EMENY Matthew James
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Morgan Stanley Hong Kong Futures Limited | RE | 7 | 16 June 2008 | 11 March 2010 |
| Morgan Stanley Hong Kong Futures Limited | RE | 2 | 16 June 2008 | 11 March 2010 |
| Morgan Stanley Hong Kong Securities Limited | RE | 1 | 16 June 2008 | 11 March 2010 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 7 | 16 June 2008 | 11 March 2010 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 16 June 2008 | 11 March 2010 |
| Merrill Lynch Futures (Hong Kong) Limited | RE | 2 | 27 January 2007 | 18 March 2008 |
| Merrill Lynch Far East Limited | RE | 1 | 27 January 2007 | 18 March 2008 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 27 January 2007 | 18 March 2008 |
| Merrill Lynch Futures (Hong Kong) Limited | RE | 2 | 23 October 2006 | 22 January 2007 |
| Merrill Lynch Far East Limited | RE | 1 | 23 October 2006 | 22 January 2007 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 23 October 2006 | 22 January 2007 |