SFC Licences of CHUANG Chien-I 莊健一
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| LGT Investment Management (Asia) Limited | RE | 1 | 21 February 2019 | |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 01 September 2014 | 12 October 2018 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 17 November 2011 | 13 July 2013 |
| Merrill Lynch Far East Limited | RE | 2 | 08 September 2010 | 13 July 2013 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 24 October 2006 | 13 July 2013 |
| Merrill Lynch Futures (Hong Kong) Limited | RE | 2 | 24 October 2006 | 08 September 2010 |