SFC Licences of XIE Jun 謝俊

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Duo Asset Management Limited 雙瑩資產管理有限公司	RO	9	08 February 2022	20 July 2023
Duo Asset Management Limited 雙瑩資產管理有限公司	RO	4	08 February 2022	20 July 2023
Riches Depot Securities Co., Limited 聚富證券有限公司	RO	1	27 January 2021	31 January 2022
Riches Depot Securities Co., Limited 聚富證券有限公司	RE	1	28 December 2020	27 January 2021
CF Securities Limited 長复證券有限公司	RE	1	29 May 2020	30 June 2020
Riches Depot Securities Co., Limited 聚富證券有限公司	RO	1	25 February 2019	13 March 2020
Riches Depot Securities Co., Limited 聚富證券有限公司	RE	1	14 January 2019	25 February 2019
SBI China Capital Financial Services Limited 軟庫中華金融服務有限公司	RO	4	25 July 2018	11 December 2018
SBI China Capital Financial Services Limited 軟庫中華金融服務有限公司	RO	1	25 July 2018	11 December 2018
SBI China Capital Financial Services Limited 軟庫中華金融服務有限公司	RE	9	20 June 2018	11 December 2018
SBI China Capital Financial Services Limited 軟庫中華金融服務有限公司	RE	4	12 June 2018	25 July 2018
SBI China Capital Financial Services Limited 軟庫中華金融服務有限公司	RE	1	12 June 2018	25 July 2018
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司	RE	1	25 October 2007	23 November 2017
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司	RE	4	15 October 2007	23 November 2017
Shenwan Hongyuan Research (H.K.) Limited 申萬宏源研究(香港)有限公司	RE	4	05 September 2007	13 September 2007