SFC Licences of YAO See Wing, David 姚思榮
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Chocolate Asset Management Limited 巧力資產管理有限公司 | RO | 9 | 04 September 2017 | |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 | RE | 4 | 06 August 2009 | 30 May 2015 |
| Citadel Asia Limited | RE | 9 | 31 October 2006 | 03 March 2009 |