SFC Licences of KEI Ka Yan, Carol 祁嘉欣

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Macquarie Capital Limited 麥格理資本股份有限公司 RE 1 27 December 2007 23 February 2009
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 1 26 October 2006 17 December 2007