SFC Licences of CADELL Stephen John
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
J.P. Morgan Broking (Hong Kong) Limited | RE | 4 | 14 August 2007 | 23 October 2009 |
J.P. Morgan Broking (Hong Kong) Limited | RE | 1 | 13 August 2007 | 23 October 2009 |
Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 2 | 25 May 2007 | 01 June 2007 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 25 May 2007 | 01 June 2007 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 01 November 2006 | 01 February 2007 |
Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 2 | 01 November 2006 | 01 February 2007 |