SFC Licences of HO Hoi Lam, Anita 何海琳

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Liquidnet Asia Limited 利貫交易網亞洲有限公司 RE 7 19 September 2022
Liquidnet Asia Limited 利貫交易網亞洲有限公司 RE 1 29 August 2022
CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 RE 4 16 October 2020 31 July 2022
CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 RE 1 22 March 2017 31 July 2022
Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 RE 9 24 November 2015 15 October 2016
Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 RE 5 24 November 2015 15 October 2016
Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 RE 4 24 November 2015 15 October 2016
Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 RE 2 24 November 2015 15 October 2016
Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 RE 1 24 November 2015 15 October 2016
Nomura Asset Management Hong Kong Limited 野村投資管理香港有限公司 RE 9 24 July 2015 20 November 2015
Nomura Asset Management Hong Kong Limited 野村投資管理香港有限公司 RE 4 24 July 2015 20 November 2015
Nomura Asset Management Hong Kong Limited 野村投資管理香港有限公司 RE 1 24 July 2015 20 November 2015
Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 RE 1 17 April 2009 09 July 2015
Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 RE 9 07 August 2008 11 December 2008
Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 RE 5 07 August 2008 11 December 2008
Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 RE 1 25 July 2008 11 December 2008
Citigroup Global Markets Hong Kong Futures and Securities Limited RE 2 03 September 2007 11 April 2008
Citigroup Global Markets Hong Kong Futures and Securities Limited RE 1 02 August 2007 11 April 2008
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 1 02 August 2007 11 April 2008
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 RE 1 02 November 2006 25 July 2007