SFC Licences of GUI Hua 桂華

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Great Wall Pan Asia Asset Management Limited 長城環亞資產管理有限公司 RE 9 08 May 2017 29 January 2020
Great Wall Pan Asia Asset Management Limited 長城環亞資產管理有限公司 RE 4 08 May 2017 29 January 2020
Great Wall Pan Asia Asset Management Limited 長城環亞資產管理有限公司 RE 1 08 May 2017 29 January 2020
CMB International Capital Limited 招銀國際融資有限公司 RE 6 02 September 2016 10 March 2017
CMB International Capital Limited 招銀國際融資有限公司 RE 1 02 September 2016 10 March 2017
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 6 25 June 2012 13 March 2014
Morgan Stanley Hong Kong Securities Limited RE 2 06 December 2010 25 June 2012
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 7 10 March 2010 05 September 2013
Morgan Stanley Hong Kong Futures Limited RE 7 10 March 2010 06 December 2010
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 1 04 September 2007 13 March 2014
Morgan Stanley Hong Kong Futures Limited RE 2 04 September 2007 06 December 2010
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 4 02 November 2006 13 July 2007