SFC Licences of CANVIN Roderick Ewen
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Sunrise Brokers (Hong Kong) Limited | RE | 2 | 15 January 2016 | 11 August 2016 |
| Sunrise Brokers (Hong Kong) Limited | RE | 1 | 15 January 2016 | 11 August 2016 |
| Merrill Lynch Futures (Hong Kong) Limited | RE | 2 | 29 June 2007 | 07 July 2010 |
| Merrill Lynch Far East Limited | RE | 1 | 29 June 2007 | 07 July 2010 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 29 June 2007 | 07 July 2010 |
| Merrill Lynch Futures (Hong Kong) Limited | RE | 2 | 15 January 2007 | 15 February 2007 |
| Merrill Lynch Far East Limited | RE | 1 | 15 January 2007 | 15 February 2007 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 15 January 2007 | 15 February 2007 |
| Merrill Lynch Futures (Hong Kong) Limited | RE | 2 | 06 November 2006 | 05 December 2006 |
| Merrill Lynch Far East Limited | RE | 1 | 06 November 2006 | 05 December 2006 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 06 November 2006 | 05 December 2006 |