SFC Licences of KEUNG Yu 姜宇

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
BOCI Securities Limited 中銀國際證券有限公司 RE 3 27 January 2014 21 November 2014
BOCI Securities Limited 中銀國際證券有限公司 RE 2 03 January 2014 07 July 2017
BOCI Securities Limited 中銀國際證券有限公司 RE 1 03 January 2014 07 July 2017
China Galaxy International Futures (Hong Kong) Co., Limited 中國銀河國際期貨(香港)有限公司 RE 2 02 April 2013 03 December 2013
China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 RE 1 02 April 2013 03 December 2013
HSBC Broking Forex (Asia) Limited 滙豐金融外匯(亞洲)有限公司 RE 3 01 November 2006 20 March 2013
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 RE 1 01 November 2006 20 March 2013
HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司 RE 2 01 November 2006 20 March 2013
HSBC Broking Futures (Hong Kong) Limited 滙豐金融期貨(香港)有限公司 RE 2 01 November 2006 22 January 2013