SFC Licences of KEUNG Yu 姜宇
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
BOCI Securities Limited 中銀國際證券有限公司 | RE | 3 | 27 January 2014 | 21 November 2014 |
BOCI Securities Limited 中銀國際證券有限公司 | RE | 2 | 03 January 2014 | 07 July 2017 |
BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 03 January 2014 | 07 July 2017 |
China Galaxy International Futures (Hong Kong) Co., Limited 中國銀河國際期貨(香港)有限公司 | RE | 2 | 02 April 2013 | 03 December 2013 |
China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 | RE | 1 | 02 April 2013 | 03 December 2013 |
HSBC Broking Forex (Asia) Limited 滙豐金融外匯(亞洲)有限公司 | RE | 3 | 01 November 2006 | 20 March 2013 |
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 | RE | 1 | 01 November 2006 | 20 March 2013 |
HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司 | RE | 2 | 01 November 2006 | 20 March 2013 |
HSBC Broking Futures (Hong Kong) Limited 滙豐金融期貨(香港)有限公司 | RE | 2 | 01 November 2006 | 22 January 2013 |