SFC Licences of GUPTA Piyush
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Bright Fund Management Limited 光明投資管理有限公司 | RE | 4 | 22 February 2008 | 03 December 2008 |
| Bright Fund Management Limited 光明投資管理有限公司 | RE | 9 | 16 January 2008 | 03 December 2008 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 | RE | 4 | 16 January 2008 | 23 January 2008 |
| Bright Fund Management Limited 光明投資管理有限公司 | RE | 1 | 28 November 2007 | 03 December 2008 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 | RE | 2 | 28 November 2007 | 03 December 2008 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 7 | 31 October 2006 | 09 August 2007 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 1 | 31 October 2006 | 09 August 2007 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 2 | 31 October 2006 | 09 August 2007 |