SFC Licences of LOO Chi Hang 盧智恆
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Golden Eagle Brokerage Limited 金鷹證券有限公司 | RO | 9 | 28 July 2020 | |
Golden Eagle Brokerage Limited 金鷹證券有限公司 | RO | 4 | 23 January 2019 | |
Golden Eagle Brokerage Limited 金鷹證券有限公司 | RO | 1 | 23 January 2019 | |
Hongkong Bay Asset Management Limited 港湾资產管理有限公司 | RO | 9 | 16 January 2017 | 31 December 2018 |
Hongkong Bay Securities Limited 港灣證券有限公司 | RO | 4 | 26 September 2016 | 31 December 2018 |
Hongkong Bay Asset Management Limited 港湾资產管理有限公司 | RO | 4 | 21 July 2015 | 31 December 2018 |
Hongkong Bay Securities Limited 港灣證券有限公司 | RO | 1 | 17 October 2013 | 31 December 2018 |
Hongkong Bay Securities Limited 港灣證券有限公司 | RE | 1 | 16 January 2013 | 17 October 2013 |
Waton Securities International Limited 華通證券國際有限公司 | RE | 1 | 20 December 2006 | 17 December 2010 |