SFC Licences of CHONG Shu Tat 莊樹達
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Victory Securities Company Limited 勝利證券有限公司 | RE | 4 | 08 August 2022 | |
Victory Securities Company Limited 勝利證券有限公司 | RE | 2 | 08 August 2022 | |
Victory Securities Company Limited 勝利證券有限公司 | RE | 1 | 08 August 2022 | |
Forthright Securities Company Limited 方德證券有限公司 | RE | 4 | 06 August 2019 | 05 July 2022 |
Forthright Securities Company Limited 方德證券有限公司 | RE | 2 | 06 August 2019 | 05 July 2022 |
Forthright Securities Company Limited 方德證券有限公司 | RE | 1 | 06 August 2019 | 05 July 2022 |
Chief Securities Limited 致富證券有限公司 | RE | 4 | 09 October 2018 | 24 July 2019 |
Chief Commodities Limited 致富期貨商品有限公司 | RE | 2 | 20 June 2018 | 24 July 2019 |
Chief Securities Limited 致富證券有限公司 | RE | 1 | 26 August 2009 | 24 July 2019 |
China Tonghai (IA) Limited 中国通海投资顾问有限公司 | RE | 4 | 12 December 2007 | 27 February 2009 |
East Asia Securities Company Limited 東亞證券有限公司 | RE | 1 | 03 November 2006 | 07 August 2007 |