SFC Licences of CHONG Shu Tat 莊樹達

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Victory Securities Company Limited 勝利證券有限公司 RE 4 08 August 2022
Victory Securities Company Limited 勝利證券有限公司 RE 2 08 August 2022
Victory Securities Company Limited 勝利證券有限公司 RE 1 08 August 2022
Forthright Securities Company Limited 方德證券有限公司 RE 4 06 August 2019 05 July 2022
Forthright Securities Company Limited 方德證券有限公司 RE 2 06 August 2019 05 July 2022
Forthright Securities Company Limited 方德證券有限公司 RE 1 06 August 2019 05 July 2022
Chief Securities Limited 致富證券有限公司 RE 4 09 October 2018 24 July 2019
Chief Commodities Limited 致富期貨商品有限公司 RE 2 20 June 2018 24 July 2019
Chief Securities Limited 致富證券有限公司 RE 1 26 August 2009 24 July 2019
China Tonghai (IA) Limited 中国通海投资顾问有限公司 RE 4 12 December 2007 27 February 2009
East Asia Securities Company Limited 東亞證券有限公司 RE 1 03 November 2006 07 August 2007