SFC Licences of GUPTA Amit
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| NewQuest Capital Advisors (HK) Limited | RO | 9 | 08 March 2012 | 31 December 2022 |
| Merrill Lynch Far East Limited | RE | 2 | 20 August 2010 | 15 April 2011 |
| Merrill Lynch Futures (Hong Kong) Limited | RE | 2 | 23 May 2008 | 20 August 2010 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 03 November 2006 | 15 April 2011 |