SFC Licences of CHAN Wai Chung 陳偉聰

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
East Asia Securities Company Limited 東亞證券有限公司 RE 4 04 December 2023
uSmart Securities Limited 盈立證券有限公司 RO 4 24 January 2020 01 July 2022
uSmart Securities Limited 盈立證券有限公司 RO 1 24 January 2020 01 July 2022
uSmart Securities Limited 盈立證券有限公司 RE 9 11 October 2019 01 July 2022
uSmart Securities Limited 盈立證券有限公司 RE 4 11 October 2019 24 January 2020
uSmart Securities Limited 盈立證券有限公司 RE 1 11 October 2019 24 January 2020
South China Futures Investment Limited 南華期貨投資有限公司 RO 2 26 April 2019 31 May 2019
Excellent Tide Securities Limited 佳湧證券有限公司 RO 1 26 April 2019 31 May 2019
RO 4 26 April 2019 31 May 2019
RE 9 07 March 2019 31 May 2019
South China Futures Investment Limited 南華期貨投資有限公司 RE 2 07 March 2019 26 April 2019
Excellent Tide Securities Limited 佳湧證券有限公司 RE 1 07 March 2019 26 April 2019
RE 4 07 March 2019 26 April 2019
Bright Smart Futures & Commodities Company Limited 耀才期貨及商品有限公司 RE 5 28 August 2018 15 February 2019
Bright Smart Asset Management Limited 耀才資產管理有限公司 RE 9 23 April 2018 15 February 2019
Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 RO 4 10 March 2017 15 February 2019
Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 RE 4 18 January 2010 10 March 2017
Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 RE 1 02 July 2008 15 February 2019
Bright Smart Futures & Commodities Company Limited 耀才期貨及商品有限公司 RE 2 02 July 2008 15 February 2019
Rakuten Securities Hong Kong Limited 樂天證券香港有限公司 RE 3 18 May 2007 07 August 2007
Haitong International Securities Company Limited 海通國際證券有限公司 RE 3 03 November 2006 05 January 2007