SFC Licences of MAK Rick G.
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| BGC Securities (Hong Kong) LLC | RE | 1 | 09 October 2012 | 18 February 2013 |
| MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 | RE | 1 | 14 September 2007 | 25 June 2012 |
| Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 | RE | 1 | 08 November 2006 | 27 February 2007 |