SFC Licences of CHAN Karen 陳嘉琳
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司 | RE | 9 | 11 June 2013 | 17 March 2016 |
RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司 | RE | 4 | 21 May 2013 | 17 March 2016 |
RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司 | RE | 1 | 21 May 2013 | 17 March 2016 |
AXA China Region Investment Services Limited 安盛投資服務有限公司 | RE | 4 | 06 September 2007 | 01 October 2007 |