SFC Licences of CHAN Karen 陳嘉琳

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司 RE 9 11 June 2013 17 March 2016
RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司 RE 4 21 May 2013 17 March 2016
RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司 RE 1 21 May 2013 17 March 2016
AXA China Region Investment Services Limited 安盛投資服務有限公司 RE 4 06 September 2007 01 October 2007