SFC Licences of TANIGUCHI Masaki 谷口正樹
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Pleiad Investment Advisors Limited 磊亞投資顧問有限公司 | RO | 9 | 13 June 2014 | |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 15 May 2012 | 12 April 2014 |
| SPARX Asia Investment Advisors Limited | RO | 9 | 21 July 2011 | 31 March 2012 |
| SPARX Asia Investment Advisors Limited | RO | 4 | 21 July 2011 | 31 March 2012 |
| MCP Asset Management Company Limited | RO | 9 | 14 December 2009 | 30 November 2010 |
| MCP Asset Management Company Limited | RO | 4 | 14 December 2009 | 30 November 2010 |
| MCP Asset Management Company Limited | RO | 9 | 28 December 2006 | 17 June 2009 |
| MCP Asset Management Company Limited | RO | 4 | 28 December 2006 | 17 June 2009 |