SFC Licences of TSANG Maggie Man-Ying 曾敏瑩

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
UCAP Securities (HK) Limited 佑聯證券有限公司 RE 9 08 November 2022 06 August 2023
UCAP Securities (HK) Limited 佑聯證券有限公司 RE 4 08 November 2022 06 August 2023
UCAP Securities (HK) Limited 佑聯證券有限公司 RE 1 08 November 2022 06 August 2023
Cachet Asset Management Limited 臻卓資產管理有限公司 RE 9 05 September 2022 28 October 2022
Cachet Asset Management Limited 臻卓資產管理有限公司 RE 4 05 September 2022 28 October 2022
Cachet Asset Management Limited 臻卓資產管理有限公司 RE 1 05 September 2022 28 October 2022
Guotai Junan Assets (Asia) Limited 國泰君安資產管理(亞洲)有限公司 RE 9 20 October 2021 16 January 2022
FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 RE 9 27 April 2011 06 August 2011
FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 RE 4 27 April 2011 06 August 2011
FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 RE 1 27 April 2011 06 August 2011
ETRADE Securities (Hong Kong) Limited 億創證券(香港)有限公司 RE 3 02 January 2007 01 November 2010
ETRADE Securities (Hong Kong) Limited 億創證券(香港)有限公司 RE 4 09 November 2006 01 November 2010
ETRADE Securities (Hong Kong) Limited 億創證券(香港)有限公司 RE 1 09 November 2006 01 November 2010