SFC Licences of NG Chung Kwong 吳松光

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CLSA Limited 中信里昂證券有限公司 RE 1 07 December 2017
Macquarie Equities (Asia) Limited 麥格理證券(亞洲)有限公司 RE 1 28 February 2008 20 August 2010
Macquarie Asia Securities Limited RE 2 28 February 2008 20 August 2010
Macquarie Capital Limited 麥格理資本股份有限公司 RE 1 09 November 2006 30 November 2012