SFC Licences of NG Chung Kwong 吳松光
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CLSA Limited 中信里昂證券有限公司 | RE | 1 | 07 December 2017 | |
Macquarie Equities (Asia) Limited 麥格理證券(亞洲)有限公司 | RE | 1 | 28 February 2008 | 20 August 2010 |
Macquarie Asia Securities Limited | RE | 2 | 28 February 2008 | 20 August 2010 |
Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 1 | 09 November 2006 | 30 November 2012 |