SFC Licences of SHUM Hon Wo 岑漢和
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Hua Liang Securities Limited 華量證券有限公司 | RE | 5 | 27 March 2020 | |
| Hua Liang Securities Limited 華量證券有限公司 | RE | 4 | 27 March 2020 | |
| Hua Liang Securities Limited 華量證券有限公司 | RE | 2 | 27 March 2020 | |
| Hua Liang Securities Limited 華量證券有限公司 | RE | 1 | 27 March 2020 | |
| Hua Liang Capital Limited 華量資本有限公司 | RO | 6 | 22 July 2019 | |
| International Capital (Hong Kong) Limited 國際資本(香港)有限公司 | RO | 6 | 20 February 2019 | 20 July 2019 |
| Superactive Financial Group Company Limited 先機金融集團有限公司 | RO | 6 | 16 August 2017 | 11 February 2019 |
| Celestial Capital Limited 時富融資有限公司 | RE | 6 | 08 January 2007 | 01 January 2014 |