SFC Licences of LEE Chun Pong 李振邦
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Haitong International Capital Limited 海通國際資本有限公司 | RE | 6 | 04 June 2020 | 04 June 2021 |
Haitong International Capital (HK) Limited 海通國際融資(香港)有限公司 | RO | 6 | 10 January 2017 | 31 July 2019 |
Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 4 | 27 September 2016 | 04 June 2021 |
Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 27 September 2016 | 04 June 2021 |
Haitong International Capital (HK) Limited 海通國際融資(香港)有限公司 | RE | 6 | 27 September 2016 | 10 January 2017 |
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 6 | 22 September 2014 | 31 August 2016 |
CCB International Capital Limited 建銀國際金融有限公司 | RE | 1 | 30 November 2007 | 06 September 2014 |
CCB International Capital Limited 建銀國際金融有限公司 | RE | 6 | 10 October 2007 | 06 September 2014 |
Partners Capital International Limited 博大資本國際有限公司 | RE | 6 | 31 May 2007 | 04 September 2007 |