SFC Licences of LAM Hin Wai, Ian 林衍緯
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Snow Lake Capital (HK) Limited 雪湖資本(香港)有限公司 | RO | 4 | 14 June 2019 | 31 January 2023 |
Snow Lake Capital (HK) Limited 雪湖資本(香港)有限公司 | RO | 9 | 26 August 2013 | 31 January 2023 |
Snow Lake Capital (HK) Limited 雪湖資本(香港)有限公司 | RE | 9 | 31 August 2012 | 26 August 2013 |
ConvergEx Asia Pacific Limited | RO | 1 | 03 December 2010 | 10 May 2012 |
BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 29 January 2009 | 30 October 2010 |
CLSA Limited 中信里昂證券有限公司 | RE | 1 | 29 August 2007 | 23 January 2009 |
AM Squared Limited | RE | 9 | 10 January 2007 | 12 February 2007 |