SFC Licences of CAI Veronique Wen 蔡雯
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Frontier Capital Investment Limited 方達資本投資有限公司 | RO | 4 | 29 January 2013 | 06 February 2013 |
| Frontier Capital Investment Limited 方達資本投資有限公司 | RO | 1 | 29 January 2013 | 06 February 2013 |
| Frontier Capital Management Limited 方達資本管理有限公司 | RO | 4 | 22 August 2012 | 06 February 2013 |
| Frontier Capital Management Limited 方達資本管理有限公司 | RO | 1 | 22 August 2012 | 06 February 2013 |
| Frontier Capital Management Limited 方達資本管理有限公司 | RE | 9 | 30 April 2012 | 06 February 2013 |
| Frontier Capital Management Limited 方達資本管理有限公司 | RE | 4 | 30 April 2012 | 22 August 2012 |
| Frontier Capital Management Limited 方達資本管理有限公司 | RE | 1 | 30 April 2012 | 22 August 2012 |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 2 | 02 February 2011 | 25 February 2011 |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 02 February 2011 | 25 February 2011 |
| Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 1 | 11 August 2008 | 26 November 2008 |
| Macquarie Equities (Asia) Limited 麥格理證券(亞洲)有限公司 | RE | 1 | 14 November 2006 | 26 November 2008 |