SFC Licences of CHEN Lawrence Li 陳良驊
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
RHB Securities Hong Kong Limited 興業金融證券有限公司 | RE | 1 | 28 June 2011 | 20 September 2013 |
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 1 | 07 December 2009 | 22 June 2011 |
Prime Cdex Securities Limited 乾立亨證券有限公司 | RE | 1 | 23 February 2009 | 31 October 2009 |
Mega Capital (Asia) Company Limited 兆豐資本(亞洲)有限公司 | RE | 4 | 12 June 2007 | 15 December 2008 |
Beevest Securities Limited 蜂投證券有限公司 | RE | 4 | 29 December 2006 | 22 May 2007 |