SFC Licences of WU Xiaopin 吳曉蘋
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 6 | 05 March 2012 | 15 August 2018 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 6 | 17 September 2008 | 15 July 2011 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 1 | 21 November 2007 | 15 July 2011 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 21 November 2007 | 15 July 2011 |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 13 November 2006 | 15 February 2007 |
| BOCI Asia Limited 中銀國際亞洲有限公司 | RE | 1 | 13 November 2006 | 15 February 2007 |