SFC Licences of LO Sin Sin 羅倩倩

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Principal Asset Management Company (Asia) Limited 信安資金管理(亞洲)有限公司	RO	4	27 January 2023
Principal Asset Management Company (Asia) Limited 信安資金管理(亞洲)有限公司	RE	4	16 December 2022	27 January 2023
Principal Asset Management Company (Asia) Limited 信安資金管理(亞洲)有限公司	RE	9	16 December 2022
Principal Investment & Retirement Services Limited 信安投資及退休金服務有限公司	RE	1	28 December 2020
Principal Global Investors (Hong Kong) Limited 信安環球投資(香港)有限公司	RO	4	20 November 2020	31 December 2022
Principal Global Investors (Hong Kong) Limited 信安環球投資(香港)有限公司	RE	9	22 September 2020	31 December 2022
Principal Global Investors (Hong Kong) Limited 信安環球投資(香港)有限公司	RE	4	22 September 2020	20 November 2020
MetLife Investments Asia Limited	RO	4	16 July 2019	05 June 2020
MetLife Investments Asia Limited	RO	1	16 July 2019	05 June 2020
MetLife Investments Asia Limited	RE	9	16 April 2018	05 June 2020
MetLife Investments Asia Limited	RE	4	16 April 2018	16 July 2019
MetLife Investments Asia Limited	RE	1	16 April 2018	16 July 2019
BNP PARIBAS ASSET MANAGEMENT ASIA Limited 法國巴黎資產管理亞洲有限公司	RO	4	01 August 2017	14 February 2018
BNP PARIBAS ASSET MANAGEMENT ASIA Limited 法國巴黎資產管理亞洲有限公司	RO	1	01 August 2017	14 February 2018
BNP Paribas Dealing Services Asia Limited 法國巴黎金融交易服務亞洲有限公司	RE	1	20 April 2010	08 November 2010
BNP Paribas Dealing Services Asia Limited 法國巴黎金融交易服務亞洲有限公司	RE	9	20 April 2010	02 July 2010
BNP Paribas Dealing Services Asia Limited 法國巴黎金融交易服務亞洲有限公司	RE	4	20 April 2010	02 July 2010
BNP PARIBAS ASSET MANAGEMENT ASIA Limited 法國巴黎資產管理亞洲有限公司	RE	9	25 October 2007	14 February 2018
BNP PARIBAS ASSET MANAGEMENT ASIA Limited 法國巴黎資產管理亞洲有限公司	RE	4	25 October 2007	01 August 2017
BNP PARIBAS ASSET MANAGEMENT ASIA Limited 法國巴黎資產管理亞洲有限公司	RE	1	25 October 2007	01 August 2017
HSBC Investment Funds (Hong Kong) Limited	RE	9	21 September 2007	03 October 2007
HSBC Global Asset Management (Hong Kong) Limited	RE	9	21 September 2007	03 October 2007
HSBC Investment Funds (Hong Kong) Limited	RE	4	16 August 2007	03 October 2007
HSBC Investment Funds (Hong Kong) Limited	RE	1	16 August 2007	03 October 2007
HSBC Global Asset Management (Hong Kong) Limited	RE	4	16 August 2007	03 October 2007
HSBC Global Asset Management (Hong Kong) Limited	RE	1	16 August 2007	03 October 2007
Janus Henderson Investors Hong Kong Limited 駿利亨德森投資香港有限公司	RE	4	11 January 2007	12 May 2007
Janus Henderson Investors Hong Kong Limited 駿利亨德森投資香港有限公司	RE	1	11 January 2007	12 May 2007