SFC Licences of LAU Kwong Shing 劉光城
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Merrill Lynch Far East Limited | RE | 2 | 06 September 2010 | 13 November 2010 |
Merrill Lynch Futures (Hong Kong) Limited | RE | 2 | 15 December 2008 | 06 September 2010 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 21 November 2008 | 13 November 2010 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 15 November 2006 | 22 October 2008 |