SFC Licences of JOSHI Samir
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Maso Capital Partners Limited | RE | 9 | 28 July 2015 | 16 August 2022 |
Merrill Lynch Far East Limited | RE | 2 | 03 October 2014 | 10 June 2015 |
Merrill Lynch Far East Limited | RE | 1 | 03 October 2014 | 10 June 2015 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 03 October 2014 | 10 June 2015 |
Millennium Capital Management (Hong Kong) Limited | RE | 9 | 05 September 2008 | 15 June 2010 |
Cheyne Capital Management (HK) Limited 錢利資金管理(香港)有限公司 | RE | 9 | 15 November 2006 | 22 February 2008 |