SFC Licences of COLIN-JONES Alexander Mark
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
ICAP Securities Hong Kong Limited | RO | 2 | 27 October 2020 | 31 December 2022 |
ICAP Securities Hong Kong Limited | RO | 1 | 27 October 2020 | 31 December 2022 |
ICAP Securities Hong Kong Limited | RE | 2 | 17 August 2020 | 27 October 2020 |
ICAP Securities Hong Kong Limited | RE | 1 | 17 August 2020 | 27 October 2020 |
Louis Capital Markets (Hong Kong) Limited 滙通金融有限公司 | RO | 4 | 29 December 2010 | 03 August 2020 |
Louis Capital Markets (Hong Kong) Limited 滙通金融有限公司 | RO | 2 | 25 April 2008 | 03 August 2020 |
Louis Capital Markets (Hong Kong) Limited 滙通金融有限公司 | RO | 1 | 14 February 2007 | 03 August 2020 |